Latest from the FCA as the British Steel pensions saga continues; The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers […]
Latest case report from the FCA; Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the Financial Conduct Authority. […]
Latest from the FCA on the British Steel pensions scandal; The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management […]
The latest enforcement action update from the FCA; ADM Investor Services International Limited (ADMISI/the firm), a broker, has been fined £6,470,600 for inadequate anti-money laundering (AML) systems and controls. The nature of ADMISI’s business and […]
Latest update from the FCA; The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers. Mr Abley will also pay £106,100 to the […]
That is the harsh reality of going 100% digital as a society sadly, you get more scams, malware, ransoms etc. On the upside the speed of comms offered by digital channels, the verification of documents […]
This new partnership aims to streamline much of the process when it comes to wealth management advice. More details here; BSI and aixigo are proud to offer new software solutions partnership. BSI is market leader […]
This looks like good news for brokers; Legal & General is returning its protection commission structure to the commission on policy authorisation model in response to feedback from its advisers and partners. From the 30th of […]
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