Insurance Regulation

FCA Bans Individual and Issues 742K Fine

The latest action from the FCA; The Financial Conduct Authority (FCA) has decided to ban Daniel Thomas from working in financial services and fine him £742,700 after finding he recklessly gave defined benefit pension transfer […]

Insurance Regulation

FCA CPD Flexibility Should not be Mistaken for Lower Standards, says Zing365

Some insights on training and development from Zing365; More than six months after the FCA removed the mandatory 15-hour CPD requirement for certain insurance distribution roles, firms are increasingly shifting their focus from recording learning […]

Insurance Regulation

FCA Rules on Non-Financial Misconduct: Comment & Insight

August is slipping away and on Sept 1st new rules from the FCA come into effect. Here’s some comment from NRF; Paul Griffin, Head of Employment, Europe, Middle East and Asia, at Norton Rose Fulbright: […]

Insurance Regulation

Three Senior People at Dolfin Financial UK Banned Over Investor Visas

The latest update from the FCA; The Financial Conduct Authority (FCA) has decided to ban three former senior figures at Dolfin Financial (UK) Limited (Dolfin) after finding they ran a scheme that helped clients bypass […]

Insurance Regulation

Broadstone Takes a Look at FCA GI Value Measures Data

The latest from Broadstone for you; Analysis from leading independent insurance consultancy Broadstone of the FCA’s latest General Insurance Value Measures data for 2025 shows that 68.1% of healthcare cash plan premiums were paid out […]

Insurance Regulation

Veriscopic Looks to Improve Decision-Making Tracking & Reconstruction

It’s often the case that reconstructing a decision after a Cat event or claim can be difficult. Veriscopic are looking to enhance and improve that process; Veriscopic, a UK insurance technology company, is developing a […]

Insurance Regulation

FCA Bans Former Director of SVS Securities Plc

The latest action from the FCA for you; The Financial Conduct Authority has banned Demetrios Hadjigeorgiou from working in senior management positions in financial services and fined him £56,400.  Mr Hadjigeorgiou was the former director […]

Insurance Regulation

Two New Board Members at ACORD

The latest update from ACORD for you;  ACORD, the global standards-setting body for the insurance industry, today announced the appointment of two new members to its Board of Directors: Joe Brace (Operations Director, Lloyd’s Market […]