The latest from the FCA for you, plus comments below; The Upper Tribunal has upheld the Financial Conduct Authority’s (FCA) decisions to ban Stephen Joseph Burdett and James Paul Goodchild from working in financial services. […]
Some straight talking from the Editor; What can we do about uninsured driving? As an estimated one million drivers have no cover, or incorrect insurance – no business use cover for example when delivering items […]
Latest action by the FCA sees two former Partners banned; Craig Buchan and Martin Cooke, former partners of MedDen Financial Services LLP (MedDen), have been fined £6,037 and £6,020 (respectively) and banned by the Financial […]
Latest case judgment from the FCA; The Financial Conduct Authority (FCA) has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen […]
Latest from the FCA on the British Steel pensions scandal; The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management […]
Latest from the FCA. The Financial Conduct Authority (FCA) has decided to fine former CEO of Barclays, James Staley, £1.8 million and ban him from holding a senior management or significant influence function in the […]
Latest update from the FCA; The Financial Conduct Authority (FCA) has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. He will also pay £850,000 to the Financial Services Compensation […]
Latest update from the FCA; The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers. Mr Abley will also pay £106,100 to the […]
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