The UK’s overly complex regulatory environment has suffocated the ability of financial services firms from gaining a competitive edge, according to Parliament Street, the Westminster think tank. In a stinging attack on the failures of the […]
The FCA is looking at the insurance risks associated with apartments, especially apartment blocks. These are increasing in numbers as new builds, as they offer a managed solution for Housing Trusts and Councils, keen to […]
Latest update from the FCA; The Financial Conduct Authority (FCA) has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement the Market Abuse Regulation (MAR) trade surveillance requirements relating to […]
This latest piece is by James Hall, RVP at Doxim and looks at the impact of the fast approaching Consumer Duty rules; In the UK, the FCA has just set out final rules and guidance […]
The latest from the FCA; On 29 July 2022 at Southwark Crown Court, Mr Larry Barreto pleaded guilty to two counts of carrying on regulated activities without authorisation. The charges relate to advice provided and […]
New Consumer Duty rules are on the way from the FCA. Manoj Pant, senior director and EMEA Insurance industry principal at Pegasystems offers some comments on how insurers will respond to enacting significant improvements to […]
Latest From the FCA; In the three individuals’ Decision Notices, the FCA has decided to fine Mr Howson (former chief executive officer) £397,800, Mr Adam (former finance director) £318,000 and Mr Khan (former finance director) […]
Latest from the FCA; The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life) refusing the firm’s application for authorisation. One Life could not demonstrate that it was able to meet […]
Copyright © 2022 | MH Magazine WordPress Theme by MH Themes