The latest case report from the HSE; A construction firm has been fined £40,200 after a teenage labourer died falling down a ventilation shaft on a London building site. Renols Lleshi, 19, was helping to […]
The latest case report from the HSE for you; A metal fabrication company based at Immingham Docks in North East Lincolnshire has been sentenced after pleading guilty to exposing multiple employees to vibration risks at […]
The latest from the FCA for you; The FCA has fined Nationwide Building Society £44m for inadequate anti-financial crime systems and controls between October 2016 to July 2021. During this period, Nationwide had ineffective systems […]
The Financial Conduct Authority (FCA) has decided to fine both Neil Woodford and Woodford Investment Management (WIM) for failures in their management of the Woodford Equity Income Fund (WEIF). There is a personal fine of […]
The latest from the FCA, comment from Monzo below; The Financial Conduct Authority (FCA) has fined Monzo Bank Ltd £21,091,300 for its inadequate anti-financial crime systems and controls between October 2018 and August 2020. Monzo […]
The latest from the FCA for you; The Financial Conduct Authority (FCA) has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to guard against financial […]
A look at DORA deadlines from Conga; The European Union’s (EU’s) Digital Operational Resilience Act (DORA) entered into force on 16th January 2023, with an application date set for this Friday, 17th January 2025. The legislation, which […]
Latest legal action by the FCA; The FCA has fined Arian Financial LLP (Arian), an interdealer broker, £288,962.53 for failing to ensure it had effective systems and controls against financial crime. This put Arian at […]
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