The FCA has fined Al Rayan Bank PLC (Al Rayan) £4,023,600 for failing to put in place adequate anti-money laundering (AML) controls. Between 1 April 2015 and 30 November 2017, Al Rayan allowed money to […]
The latest action from the FCA; The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its anti-money laundering (AML) systems and controls between October 2014 […]
Latest from the FCA and another bank receives a fine. The FCA has fined Metro Bank PLC £10,002,300 for breaching the Listing Rules by publishing incorrect information to investors. The FCA has also decided to […]
It’s all jolly japes with Ant & Dec in the adverts, but today’s news that Santander has been fined over £100m for money laundering regs highlights the underlying problems in the UK banking system. Too […]
Latest update from the FCA; The Financial Conduct Authority (FCA) has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited (together, BGC/GFI) £4,775,200 for failing to ensure they had appropriate systems and controls […]
The latest from the FCA; Louise Whitestone, Thomas Seiler and Gustavo Raitzin have referred their Decision Notices to the Upper Tribunal where they will each present their respective cases. The Upper Tribunal will then determine […]
Latest case report from the Health and Safety Executive, which looks at a serious incident involving machinery; Nestle has been fined after an employee suffered life-changing injuries at its factory in Newcastle upon Tyne. The […]
Latest case report from the UK Environment Agency highlights the dangers of organising some cheap waste disposal; A Barnsley landowner faces financial penalties of over £5,000 after failing to comply with an Environment Agency notice […]
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