Latest from the Martime insurance sector; North and Standard Club have received all the required formal approvals to finalise their merger and establish NorthStandard on 20 February 2023 as one of the world’s largest providers […]
The constant flow of climate change and ESG related rules and regulation shows no signs of slowing down. For every company director or officer, there will be a need for insurance to fight against potential […]
The latest insurance related crime update from California; Previously licensed bail agent and insurance producer Sean Wilczak, 29, was arraigned today in Santa Barbara County Superior Court on three felony counts of grand theft for […]
Latest update from the FCA; The Financial Conduct Authority (FCA) has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited (together, BGC/GFI) £4,775,200 for failing to ensure they had appropriate systems and controls […]
The latest from the FCA; Sigma Broking Limited (Sigma) has been fined £531,000 for failing to make reports crucial in fighting potential market abuse and three directors have been fined amounts totalling over £200,000, two […]
Latest update from the FCA; The Financial Conduct Authority (FCA) has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement the Market Abuse Regulation (MAR) trade surveillance requirements relating to […]
The Financial Conduct Authority (FCA) has finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products. Under the stronger rules, firms approving and issuing marketing must have appropriate expertise, and firms […]
Latest from the FCA; The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life) refusing the firm’s application for authorisation. One Life could not demonstrate that it was able to meet […]
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