Here’s the latest from the FCA, plus some reaction from the industry; In the first phase of reforms to the Senior Manager Certification Regime (SM&CR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) […]
Some would say it’s long overdue, others might think that people who say they have read the terms and conditions of a loan, or lease contract, including the interest rate, should be responsible for their […]
The latest from the FCA, comment from Monzo below; The Financial Conduct Authority (FCA) has fined Monzo Bank Ltd £21,091,300 for its inadequate anti-financial crime systems and controls between October 2018 and August 2020. Monzo […]
The latest from the IUA for you; New plans to reduce the regulatory burden on insurers have been backed by the International Underwriting Association (IUA). The representative body for companies in the London Market has […]
The latest case report from the FCA; Two individuals have been sentenced to a combined 12 years of imprisonment for their roles in a £1.5m crypto fraud following a prosecution brought by the Financial Conduct […]
Some comments for you on the FCA announcement clarifying expectations on bullying, harassment and violence from Norton Rose Fulbright partners Katie Stephen and Paul Griffin. Katie Stephen, partner and London Co-Head of the Contentious Financial Services […]
Here’s the latest from the FCA; The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services. Mr Urra, Mr Lopez and Mr Sheth have also been fined […]
The word from the FCA on this ongoing case; John Burford has pleaded guilty in a £1 million investment fraud case, following a prosecution brought by the Financial Conduct Authority (FCA). As sole director of […]
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