proper

Insurance Regulation

FCA Bans Three Individuals From Financial Services Work

6 November 2020 alastair walker 0

The Financial Conduct Authority has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper. Each of them had been […]

Fraud

Digital Intel Will Help Managers With Compliance Issues

13 April 2018 alastair walker 0

A new ‘digital intelligence’ service is helping banks and financial institutions to meet the challenges of the new Senior Manager regime. The service from London-based tech company Neotas provides a way for employers to evidence […]