Latest word from the FCA after a rogue trader made a keyboard slip, due to poor software design and pop-ups etc. and over $180 billion in shares were sold by an algorithm. There is a […]
The latest case report from the HSE; A recycling company has been fined £2.15million after an agency worker was killed by a loading shovel at its site in Hartlepool. Dean Atkinson lost his life when […]
As we approach the end of 2023, it’s worth taking note of the substantial fines levied for GDPR breaches throughout the year. Vivek Dodd, CEO of Skillcast, a corporate compliance training service, has provided his thoughts, […]
Some regulatory stats and insights from Corlytics; Corlytics, one of the market leaders in regulatory risk intelligence and regulatory compliance management, has released a global enforcement fines report for the third quarter of 2023. The enforcement activities have […]
Ouch, that is a huge data breach fine for Equifax. Here’s the word; The Financial Conduct Authority (FCA) has fined Equifax Ltd (Equifax) £11,164,400 for failing to manage and monitor the security of UK consumer data […]
Whenever you hear about an entrepreneur paying an astronomical fee, your mind instantly wonders about a scam or a fraud that went wrong. In reality, this doesn’t have to be the case. A major mistake […]
Latest case report from the FCA; The Financial Conduct Authority (FCA) has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process. This risked people receiving unsuitable advice […]
Latest from the FCA; The Financial Conduct Authority (FCA) has fined Bastion Capital London Limited (in liquidation) £2,452,700 for serious financial crime control failings in relation to cum-ex trading. (No, that isn’t a typo – […]
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